John Rothe is a registered investment advisor at Artais Capital Management, LLC, based in Lewes, DE, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 39 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ARTAIS Capital Management charges a maximum fee of 2% of your portfolio per year for investment supervisory services. The fee is negotiable. The custodian may also charge an annual per-account fee. Fees are paid monthly in advance or arrears. You can terminate your account with written notice and receive a prorated refund.
Location
Lewes, DE
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Artais Capital Management, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Fahnestock Asset Management
Oppenheimer Asset Management
Fahnestock Asset Management
Cibc World Markets CORP.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.