RB
RB
Robert Baxter
28 Years of Experience
Somers Point, NJ
1 DisclosureBroker
Robert Baxter is a registered investment advisor at Wells Fargo Advisors, based in Somers Point, NJ, with 28 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
500 New Rd, Somers Point, NJ, 08244
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008Denied
Employment History
Current Registrations
Wells Fargo Advisors
October 2002 - Present · 24 yrs
Wells Fargo Clearing Services, LLCBroker
October 2000 - Present · 26 yrs
Previous Registrations
First Union Brokerage Services, INC.Broker
April 2000 - October 2000 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1997 - April 2000 · 2 yrs 5 mos
State Registrations18 states
ALARCACTDEFLGAKYNCNHNJNYPASCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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