Loi Yu is a registered investment advisor at LPL Financial LLC, based in Granite Bay, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5955 Granite Lake Dr Ste 120, Granite Bay, CA, 95746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Loi operates under two DBAs for his LPL business: Snyder Wealth Management Group, Inc. and U-Core Capital LLC. Loi dedicates more than full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Allianz Life Financial Services, LLCBroker
Transamerica Capital, INC.Broker
Transamerica Securities Sales CorporationBroker
Equitable Distributors, INC.Broker
Titan/value Equities Group, INC.Broker
John Hancock Distributors, INC.Broker
State Registrations24 states
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