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Scott Swaylik is a registered investment advisor at Morgan Stanley, based in Hyannis, MA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
45 North Street, Hyannis, MA, 02601
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Regulatory History (2)
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Customer Dispute
January 2020Award / Judgment
Customer Dispute
March 2005Settled
Other Business Activities
Scott is a landlord for two warehouse units and co-owner of First Nichol LLP and other warehouse rental properties. He is also a board member for a condominium trust, spending minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
February 2010 - December 2010 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 1998 - April 2007 · 8 yrs 11 mos
American Express Financial Advisors INC.Broker
November 1997 - May 1998 · 6 mos
Ids Life Insurance CompanyBroker
November 1997 - May 1998 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.