TrueAdvisor
TrueAdvisor
MP
MP

Mark Pappa

Financial Resources Group, LLC
23 Years of Experience
Glastonbury, CT
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Mark Pappa is a registered investment advisor at Financial Resources Group, LLC, based in Glastonbury, CT, with 23 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 404 clients with $89M in assets under management.

Financial Resources Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
404 clients
Average Client Portfolio
$221K average
Assets Under Management
$89.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.50%
$100K - $1.0M1.00%
$1.0M - $2.0M0.88%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees for accounts over $10,000,000 are negotiable. Financial Resources Group reserves the right to negotiate compensation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

116 Oak Street, 2nd Floor, Glastonbury, CT, 06033

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is an agent with Financial Resources, Inc. offering fixed indexed annuities and traditional life insurance products since 2012, dedicating a few hours per week. He also prepares taxes, is involved with a social media app development company and a website fighting fake news, and is a sales representative for an energy non-profit.

Employment History
Current Registrations
Financial Resources Group, LLC
October 2018 - Present · 8 yrs
Previous Registrations
Lincoln Financial Securities Corporation
September 2012 - August 2018 · 5 yrs 11 mos
Lincoln Financial Securities CorporationBroker
August 2012 - August 2018 · 6 yrs
Royal Alliance Associates, INC.Broker
December 2010 - August 2012 · 1 yr 8 mos
Royal Alliance Associates, INC.Broker
June 2006 - December 2008 · 2 yrs 6 mos
Robert R. Meredith & CO., INC.Broker
January 2005 - January 2005 · 0 mos
J.P. Turner & Company, L.L.C.Broker
August 2002 - November 2002 · 3 mos
Raymond James Financial Services, INC.Broker
March 2002 - August 2002 · 5 mos
Sands Brothers & CO., LTD.Broker
September 1997 - February 2002 · 4 yrs 5 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Glastonbury, CT →All financial advisors in Connecticut →