Keith Haller is a registered investment advisor, based in Kirkland, WA, with 28 years of industry experience.
Location
820 Market Street Suite 1, Kirkland, WA, 98033
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Regulatory History (1)
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Customer Dispute
February 2022Denied
Other Business Activities
Keith owns private land in Montana and is a partner in Calmont Properties LLC, a rental real estate venture. He is also the President/Owner of Haller & Shepard Capital Group LLC, dedicating about half of his time to this role.
Employment History
Current Registrations
Raymond James Financial Services, INC.
February 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services Advisors, INC
February 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Edward Jones
January 2007 - February 2022 · 15 yrs 1 mo
Edward JonesBroker
September 1997 - February 2022 · 24 yrs 5 mos
State Registrations21 states
AKAZCACOFLHIIDILMAMEMNMTNENHNJNVNYSDTXWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.