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Christopher Grano

LPL Financial LLC
28 Years of Experience
Islandia, NY
3 DisclosuresBroker
View SEC Summary
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Christopher Grano is a registered investment advisor at LPL Financial LLC, based in Islandia, NY, with 28 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1455 Veterans Hwy Ste 105, Islandia, NY, 11749

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Settled
Customer Dispute
August 2005
Settled
Customer Dispute
December 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher works as a tax preparer for ABC Tax Preparation, dedicating about 10-20% of his time. He is also associated with The Grano Group Inc for tax/investment purposes only, requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Cetera Investment Advisers LLC
May 2021 - December 2022 · 1 yr 7 mos
Cetera Financial Specialists LLCBroker
November 2011 - December 2022 · 11 yrs 1 mo
Cantella & CO., INC.Broker
July 2007 - October 2011 · 4 yrs 3 mos
Wedbush Morgan Securities INC.Broker
July 2007 - July 2007 · 0 mos
Brookstreet Securities CorporationBroker
November 2000 - July 2007 · 6 yrs 8 mos
Delta Equity Services CorporationBroker
August 2000 - October 2000 · 2 mos
Investec Ernst & CompanyBroker
January 2000 - August 2000 · 7 mos
Josephthal & CO., INC.Broker
July 1999 - January 2000 · 6 mos
First Liberty Investment Group, INC.Broker
October 1998 - August 1999 · 10 mos
D.L. Cromwell Investments, INC.Broker
June 1998 - October 1998 · 4 mos
State Registrations24 states
AZCACOCTDEFLGAHIKYLAMAMDMEMINCNHNJNVNYOHPARISCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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