Bradley Small
Bradley Small is a registered investment advisor at Point Windward Advisors, INC., based in New York, NY, with 28 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 278 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Reduced fees may be charged on the value of fixed-income securities in the account. ETF portfolios are charged 1% of assets managed, charged quarterly. 401k portfolios are charged 0.40% of assets managed, charged quarterly. New annuity accounts are charged 0.25% of assets managed, charged quarterly. Existing annuity accounts are charged 0.50% of assets managed, charged quarterly.
Fee Estimator
Location
880 Third Ave 16th Floor, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bradley is a member of Nicoletto Small Music, LLC, a music publishing business, dedicating a few hours per week to it. Bradley is also an independent insurance agent since 1997, dedicating full-time hours to it, and assists in operating Beech Hill Financial, LLC, spending minimal time on it.
Employment History
Current Registrations
Point Windward Advisors, INC.
Beech Hill Securities, INC.
Beech Hill Securities, INC.Broker
Previous Registrations
Beech Hill Advisors, INC
Allstate Financial Services, LLCBroker
Penn Plaza Brokerage, LTD.Broker
Princor Financial Services CorporationBroker
Prime Capital Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.