EM
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Erick Miron
21 Years of Experience
Hempstead, TX
10 DisclosuresBroker
Erick Miron is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hempstead, TX, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1250 Austin Street, Hempstead, TX, 77445
Get directionsHistory
Regulatory History (10)
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Financial
March 2021Final
Financial
January 2021Final
Financial
December 2020Final
Financial
September 2020Final
Financial
August 2020Final
Financial
June 2020Final
Financial
April 2020Final
Financial
March 2020Final
Financial
March 2020Final
Customer Dispute
March 2017Closed-No Action
Other Business Activities
Erick works as a financial advisor for Prosperity Bank and Prosperity Private Investments since 2021. These roles take up about half of Erick's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2021 - Present · 5 yrs
Raymond James Financial Services, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Bbva Securities INC.Broker
May 2013 - May 2021 · 8 yrs
Bbva Wealth Solutions INC.
July 2011 - May 2021 · 9 yrs 10 mos
Bbva Compass Investment Solutions, INCBroker
July 2011 - May 2013 · 1 yr 10 mos
Wells Fargo Advisors, LLC
November 2010 - June 2011 · 7 mos
Wells Fargo Advisors, LLCBroker
November 2010 - June 2011 · 7 mos
Chase Investment Services CORP.
May 2009 - November 2010 · 1 yr 6 mos
Chase Investment Services CORP.Broker
April 2009 - November 2010 · 1 yr 7 mos
Metlife Securities INC.Broker
April 2009 - April 2009 · 0 mos
Wamu Investments, INC.
December 2007 - February 2009 · 1 yr 2 mos
Wamu Investments, INC.Broker
December 2007 - February 2009 · 1 yr 2 mos
Compass Brokerage, INC.
December 2006 - October 2007 · 10 mos
Compass Brokerage, INC.Broker
December 2006 - October 2007 · 10 mos
Countrywide Investment Services, INC.Broker
June 2006 - November 2006 · 5 mos
Wells Fargo Investments, LLC
September 2004 - June 2006 · 1 yr 9 mos
Wells Fargo Investments, LLCBroker
July 2004 - June 2006 · 1 yr 11 mos
State Registrations3 states
AZLATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.