Michael Sindici is a CFA-designated registered investment advisor, based in San Diego, CA, with 24 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a Managing Director at Aristotle Capital Management, LLC, dedicating full-time hours to client services. He also owns and manages two rental properties, spending minimal time on each per month.
Employment History
Current Registrations
Foreside Financial Services, LLCBroker
Aristotle Capital Management, LLC
Previous Registrations
Imst Distributors, LLCBroker
Nuveen Asset Management, LLC
Nuveen Securities, LLCBroker
Nuveen Fund Advisors, INC.
Lazard Asset Management Securities LLCBroker
Nuveen Asset Management
Nuveen Investments, LLCBroker
Tcw Brokerage ServicesBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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