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Albert Caprara

28 Years of Experience
Merritt Island, FL
4 DisclosuresBroker

Albert Caprara is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Merritt Island, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

150 N Sykes Creek Pkwy, 1st Floor, Merritt Island, FL, 32953

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Closed-No Action
Customer Dispute
September 2004
Closed-No Action
Customer Dispute
February 2004
Closed-No Action
Customer Dispute
February 2003
Closed-No Action
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2013 - Present · 13 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - February 2013 · 5 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - February 2013 · 5 yrs 1 mo
A. G. Edwards & Sons, INC.
October 1997 - January 2008 · 10 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 1997 - January 2008 · 10 yrs 3 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.