Thomas Carolan is a registered investment advisor, based in Uniondale, NY, with 28 years of industry experience.
Location
50 Charles Lindbergh Blvd, Ste 420, Uniondale, NY, 11553
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an agent/broker for Allied Wealth Partners, selling fixed insurance, and spends minimal time on this activity. He also serves on the advisory board for Plainedge Girls Softball Association, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.