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CFP
DH
CFP

David Haase

Gwn Securities INC.
29 Years of Experience
Hillsborough, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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David Haase is a CFP-designated registered investment advisor at Gwn Securities INC., based in Hillsborough, NJ, with 29 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hillsborough, NJ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is a business consultant and landlord, dedicating minimal time to each activity. He also manages RPT Wealth Strategies, LLC for tax reporting purposes and offers annuities, life, health, and sickness insurance to clients, spending minimal time on insurance-related activities. David is also a council member at Faith Lutheran Church.

Employment History
Current Registrations
Gwn Securities INC.
January 2017 - Present · 9 yrs 9 mos
Gwn Securities INC.
January 2017 - Present · 9 yrs 9 mos
Gwn Securities INC.Broker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Legend Advisory Corporation
February 2003 - January 2017 · 13 yrs 11 mos
Legend Equities CorporationBroker
January 2003 - January 2017 · 14 yrs
Citistreet Financial Services LLC
June 2002 - January 2003 · 7 mos
Citistreet Equities LLCBroker
September 1997 - January 2003 · 5 yrs 4 mos
State Registrations7 states
FLGAMDNJPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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David Haase - Financial Advisor | TrueAdvisor