David Haase
David Haase is a CFP-designated registered investment advisor at Gwn Securities INC., based in Palm Beach Gardens, FL, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764
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Regulatory History (1)
Customer Dispute
June 2017Other Business ActivitiesSells Insurance
David is a business consultant and landlord, dedicating minimal time to each activity. He also manages RPT Wealth Strategies, LLC for tax reporting purposes and offers annuities, life, health, and sickness insurance to clients, spending minimal time on insurance-related activities. David is also a council member at Faith Lutheran Church.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Legend Advisory Corporation
Legend Equities CorporationBroker
Citistreet Financial Services LLC
Citistreet Equities LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.