David Gauthier
David Gauthier is a registered investment advisor at Planmember Securities Corporation, based in Oviedo, FL, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
Oviedo, FL
Get directionsHistory
Regulatory History (1)
Criminal
August 1982Other Business Activities
David is the president of Sun City Investments, Inc., focusing on investment sales and services, dedicating about 10-20% of his time. He also serves as president of David J. Gauthier, CPA-PA dba Sun City Accounting, Wimauma Financial Services, Inc dba Tax Land, and Sun City Claims Service, Inc, spending nearly full-time on accounting and tax services.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Gwn Securities INC.Broker
Medallion Investment Services, INC.Broker
Genworth Financial Securities CorporationBroker
Hochman & Baker Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.