David Kopp is a registered investment advisor, based in Englewood, CO, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Englewood, CO
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2023Other Business ActivitiesSells Insurance
David is an Investment Advisor Representative for Spire Wealth Management since June 2023. He is also approved for sales of fixed insurance products through Spire Insurance Agency.
Employment History
Current Registrations
Spire Wealth Management, LLC
June 2023 - Present · 3 yrs 4 mos
Spire Securities, LLC
June 2023 - Present · 3 yrs 4 mos
Spire Securities, LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
LPL Financial LLC
November 2018 - July 2023 · 4 yrs 8 mos
LPL Financial LLCBroker
November 2018 - July 2023 · 4 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC
September 2010 - November 2018 · 8 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2010 - November 2018 · 8 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 2005 - April 2007 · 1 yr 6 mos
Morgan Stanley Dw INC.Broker
October 2005 - April 2007 · 1 yr 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2000 - November 2005 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1999 - November 2005 · 5 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
February 1998 - November 1999 · 1 yr 9 mos
Metlife Securities INC.Broker
September 1997 - January 1998 · 4 mos
Metropolitan Life Insurance CompanyBroker
September 1997 - January 1998 · 4 mos
State Registrations9 states
CACOFLHIMIMNMSTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Wesley Strode, CFAGeneos Wealth Management, INC.
- Thomas Samuelson, CFAIntegrated Advisors Network LLC
- Derek Suboticki, CFPLPL Enterprise, LLC
- Jeffrey Schaefer, CFPSchaefer Financial Management, INC.
- Lowell Hansen, CFPSchaefer Financial Management, INC.
- Elliot Nygard, CFPNorthcoast Asset Management LLC