Michael Smith
Michael Smith is a registered investment advisor at Stifel Capital Management, LLC, based in Princeton Junction, NJ, with 17 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 77 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Capital Management (SCM) charges an annual fee for investment services based on a percentage of the value of your portfolio. These fees generally range from 0.05% to 0.30% annually. The fee is negotiable on a case-by-case basis. Fees are billed quarterly in advance based on the portfolio's value on the last market day of the previous quarter. If you end the agreement early, any prepaid fees will be refunded proportionally.
Location
196 Princeton Hightstown Rd, Suite 2A-1, Princeton Junction, NJ, 08550
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Stifel Capital Management, LLC
Previous Registrations
Spring Mountain Capital, LP
Smc Fixed Income Management, LP
State Registrations2 states
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