Charles Bailey is a CFP, PFS-designated registered investment advisor, based in Rocky Hill, CT, with 28 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold.
Location
750 Old Main Street, Suite 303, Rocky Hill, CT, 06067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is the President of Beacon Wealthcare Services, Inc., providing financial services, and co-trustee of the Conrad Turmelle IRRV Trust. He also works full-time at Charles Bailey & Associates, LLC as a CPA, and sells indexed annuities and insurance products through Avantax, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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