Eric Pettus
Eric Pettus is a registered investment advisor at Pettus & Dawkins Financial Group, LLC, based in Miami, FL, with 25 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 40 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3.0M - $4.0M | 1.00% |
| $4.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Location
6927 NW 3 Avenue, Rear, Miami, FL, 33150
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2008Customer Dispute
December 2007Criminal
March 2003Other Business ActivitiesSells Insurance
Eric owns Financial Services Marketing Group LLC, Pettus & Dawkins Affinity Program Resource Group LLC (selling life, long-term care, and disability insurance, taking about a quarter of his time), Pennywise LLC, Financial Media Marketing Group, and Movement V, LLC. He also has his own insurance agency selling life, disability income, long-term care, and health insurance.
Employment History
Current Registrations
Pettus & Dawkins Financial Group, LLC
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Ameriprise Financial Services, INC.
American Express Financial Advisors, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.