Ralph Rosenbaum is a PFS-designated registered investment advisor, based in Matawan, NJ, with 28 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
196 Main St., Ste #103, Matawan, NJ, 07747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph is involved in several business activities, including selling equity indexed annuities through Avantax Insurance Agency, supervising bookkeepers at Bookkeeping & More, running an owner-occupied building with tenants through Pinchus Real Estate Co, preparing tax returns and accounting through Rosenbaum Financial Services, and accounting/bookkeeping for Food by Joel LLC. Ralph dedicates about a quarter of his time to Rosenbaum Financial Services and a few hours per week to the other activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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