Paul Helfman
Paul Helfman is a registered investment advisor at Cetera Investment Advisers LLC, based in Mission Viejo, CA, with 28 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
25950 Acero Ste 370, Mission Viejo, CA, 92691
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Paul serves as a trustee for multiple trusts, dedicating a few hours per week to about 10-20% of his time to each. He is also the President of Helfman, Davis & Associates, a CPA firm, which takes nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations7 states
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