Stacy Filkins is a registered investment advisor, based in Minneapolis, MN, with 25 years of industry experience.
Location
901 3rd Ave S, Minneapolis, MN, 55402-3367
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Enterprise Investment Services INC.Broker
January 2018 - Present · 8 yrs 8 mos
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 7 mos
Ameriprise Financial Services, LLCBroker
November 2010 - Present · 15 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2009 - November 2010 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
March 2009 - November 2010 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
August 2002 - March 2009 · 6 yrs 7 mos
Morgan Stanley Dw INC.Broker
August 2000 - August 2002 · 2 yrs
State Registrations1 state
MN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.