Tu Tran is a CFP-designated registered investment advisor, based in Tustin, CA, with 27 years of industry experience.
Location
17822 East 17th Street, Suite 310, Tustin, CA, 92780
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tu owns multi-family real estate since 2008 and is the Founder/Principal of Crosspoint Financial, a Registered Investment Advisor, since 2017, dedicating nearly full-time hours to each. Tu is also an insurance agent with PKSF since 2017, dedicating nearly full-time hours to this as well.
Employment History
Current Registrations
Alexander Capital, L.P.Broker
Alexander Capital, L.P.
Crosspoint Financial, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
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