KS
KS

Kenneth Seigel

28 Years of Experience
Auburn, IN
Broker

Kenneth Seigel is a registered investment advisor at Cetera Investment Advisers LLC, based in Auburn, IN, with 28 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

116 W. 6th Street, Auburn, IN, 46706

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kenneth is a member/owner of The Seigel Group LLC, a CPA firm, dedicating nearly full-time hours to tax preparation, audits, and reviews. He also serves on the finance committee for an auto museum, manages real estate rentals, and is a board member for a fundraising organization, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2003 - Present · 22 yrs 7 mos
Cetera Financial Specialists LLCBroker
October 1997 - Present · 28 yrs 7 mos
State Registrations8 states
ALFLINKYNCOHOKWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.