MR
MR

Michael Relyea

28 Years of Experience
Boca Raton, FL
2 DisclosuresBroker

Michael Relyea is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Boca Raton, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

1 Town Center Rd, Boca Raton, FL, 33486

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Denied
Customer Dispute
June 2002
Denied
Other Business Activities

Michael is sponsored by GBC Motorsports, a tire manufacturer, to use their tires in ATV racing, dedicating a few hours per week. He is also an officer and owner of 332 Enterprises LLC, which runs an Amazon store, dedicating minimal time to oversight.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - Present · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - Present · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2015 · 6 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2015 · 6 yrs 1 mo
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - March 2009 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - March 2009 · 3 yrs 2 mos
Ameriprise Financial Services, INC.
January 1998 - January 2006 · 8 yrs
Ameriprise Financial Services, INC.Broker
September 1997 - January 2006 · 8 yrs 4 mos
Ids Life Insurance CompanyBroker
September 1997 - January 2006 · 8 yrs 4 mos
State Registrations34 states
AKALAZCACOCTDCDEFLGAHIIAILKSMAMDMIMNMONCNHNJNVNYOKPASCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.