MC
CFP
MC
CFP

Martin Carroll

28 Years of Experience
Glastonbury, CT
Broker

Martin Carroll is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Glastonbury, CT, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

180 Glastonbury Blvd, Glastonbury, CT, 06033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Martin is the chairman of the Marine Corps Scholarship Foundation Connecticut Golf Tournament, dedicating a few hours per week. He also serves as a director for both the CT Family Support Network and HARC, Inc., spending minimal time on each.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2017 - Present · 8 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2000 - August 2017 · 17 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - August 2017 · 19 yrs 5 mos
Continental Broker-Dealer CORP.Broker
September 1997 - March 1998 · 6 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.