Karen Cole is a registered investment advisor at D.A. Davidson & CO., based in Goliad, TX, with 23 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Goliad, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Cetera Investment Services LLCBroker
Edward JonesBroker
RBC Capital Markets, LLCBroker
D.A. Davidson & CO.Broker
State Registrations14 states
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