Michael Harvey
Michael Harvey is a registered investment advisor at Strategic Financial Concepts, LLC, based in Round Rock, TX, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 3,290 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1M+ | 1.50% |
Fees may be negotiable based on individual client circumstances. Managed accounts may be subject to an account maintenance fee of $15.00 per quarter for accounts valued lower than $75,000 depending upon the custodian.
Fee Estimator
Location
2201 Double Creek Drive, Suite 5005, Round Rock, TX, 78664
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael operates under the DBA NFA Wealth Management for his LPL business, dedicating full-time hours. He also provides investment advisory services through Strategic Financial Concepts, LLC, spending about 20% of his time on this activity.
Employment History
Current Registrations
Strategic Financial Concepts, LLC
LPL Financial LLCBroker
Previous Registrations
Allianz Global Investors Distributors LLCBroker
Nationwide Investment Services CorporationBroker
Columbia Management Investment Advisers, LLC
Columbia Management Investment Distributors, INC.Broker
Columbia Management Advisors, LLC
Columbia Management Distributors, INC.Broker
Planco Financial Services, INC.Broker
Evergreen Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.