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Shane Wendt

27 Years of Experience
Arden Hills, MN
Broker

Shane Wendt is a registered investment advisor at RBC Capital Markets, LLC, based in Arden Hills, MN, with 27 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

Arden Hills, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shane owns Max Gunflint LLC, a custom and branded apparel, accessories, and gifts business, since 2009. He handles all business functions, dedicating a few hours per week to the business.

Employment History
Current Registrations
RBC Capital Markets, LLC
August 2002 - Present · 23 yrs 9 mos
RBC Capital Markets, LLC
April 2002 - Present · 24 yrs 1 mo
RBC Capital Markets, LLCBroker
April 2002 - Present · 24 yrs 1 mo
Previous Registrations
Fintegra, LLCBroker
December 1998 - April 2001 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1997 - October 1998 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Shane Wendt - Financial Advisor | TrueAdvisor