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Eric Saddler

28 Years of Experience
Miamisburg, OH
1 DisclosureBroker

Eric Saddler is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Miamisburg, OH, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

10100 Innovation Dr, Miamisburg, OH, 45342

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2013
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - Present · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Fifth Third Securities, INC.Broker
June 2012 - March 2023 · 10 yrs 9 mos
Fifth Third Securities, INC.
June 2012 - March 2023 · 10 yrs 9 mos
Key Investment Services LLC
March 2008 - June 2012 · 4 yrs 3 mos
Key Investment Services LLCBroker
March 2008 - June 2012 · 4 yrs 3 mos
Kiplinger Wealth Management Group
February 2007 - March 2008 · 1 yr 1 mo
Securities America, INC.Broker
January 2007 - March 2008 · 1 yr 2 mos
AXA Advisors, LLCBroker
March 2006 - January 2007 · 10 mos
AXA Advisors, LLC
March 2006 - January 2007 · 10 mos
Natcity Investments, INC.
August 2005 - November 2005 · 3 mos
Natcity Investments, INC.Broker
April 2002 - November 2005 · 3 yrs 7 mos
Mcdonald Investments INC.Broker
May 1999 - April 2002 · 2 yrs 11 mos
Key Investments INC.Broker
September 1997 - May 1999 · 1 yr 8 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.