Gene Rice
Gene Rice is a registered investment advisor at Wealth Preservation Advisors, LLC, based in Chattanooga, TN, with 26 years of industry experience. Gene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 315 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Location
715 Market Street, Suite 307, Chattanooga, TN, 37402
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gene is part of a two-person LLC, Rice & Stout LLC, that buys property, dedicating minimal time to it. Gene is also a licensed insurance agent and occasionally sells insurance products as part of this activity.
Employment History
Current Registrations
Wealth Preservation Advisors, LLC
Previous Registrations
Morgan Stanley
J.p.morgan Securities INC.
J. P. Morgan Securities INC.
Morgan Stanley & CO., Incorporated
Morgan Stanley
Morgan Stanley
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.