Richard Malesich
Richard Malesich is a registered investment advisor at Pts Brokerage, LLC, based in Mount Laurel, NJ, with 29 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 495 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees are negotiable depending on the type of service chosen. Mutual fund portfolios and accounts managed by other advisors generally incur a flat 1% management fee.
Fee Estimator
Location
125 Gaither Drive, Suite C, Mount Laurel, NJ, 08054
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a director/manager at Richard C. Malesich & Assoc, LLC, managing the practice and client relationships. He is also a sole proprietor selling life, health, and disability insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Pts Brokerage, LLC
Rcm Capital Management, L.L.C.
Pts Brokerage, LLCBroker
Previous Registrations
Mckenna, INC.
Capital Management Consultants,inc.
Wharton Equity CorporationBroker
Ascend Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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