RS
RS

Richard Schultz

28 Years of Experience
Brentwood, TN
Broker

Richard Schultz is a registered investment advisor at T. Rowe Price Associates, INC., based in Brentwood, TN, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Brentwood, TN

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Richard is a drummer in a band, playing rock cover songs and rarely receiving payment, spending minimal time on this activity. He is also a silent shareholder in Mint Memorabilia LLC, a retail sports card and memorabilia shop, with minimal time spent.

Employment History
Current Registrations
T. Rowe Price Associates, INC.
March 2019 - Present · 7 yrs 2 mos
T. Rowe Price Investment Services, INC.
June 2017 - Present · 8 yrs 11 mos
T. Rowe Price Investment Services, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
June 2017 - March 2019 · 1 yr 9 mos
Blackrock Investment Management, LLC
January 2017 - May 2017 · 4 mos
Blackrock Investments, LLCBroker
January 2012 - May 2017 · 5 yrs 4 mos
Blackrock Fund Distribution CompanyBroker
November 2009 - December 2011 · 2 yrs 1 mo
Blackrock Fund Advisors
August 2007 - January 2017 · 9 yrs 5 mos
Barclays Global Investors ServicesBroker
August 2007 - December 2009 · 2 yrs 4 mos
Prudential Investments LLC
December 2000 - August 2007 · 6 yrs 8 mos
Prudential Investment Management Services LLCBroker
December 1997 - August 2007 · 9 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Schultz - Financial Advisor | TrueAdvisor