Kathleen Yanelli is a registered investment advisor, based in Newport Beach, CA, with 27 years of industry experience.
Location
4695 MacArthur Court, Suite 480, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is an independent insurance agent for various companies since 1996 and owns rental real estate since February 2024, dedicating minimal time to it. She also works full-time as an investment advisor representative and registered representative with Mariner Wealth Advisors and MSEC LLC, respectively, starting in December 2024.
Employment History
Current Registrations
Msec, LLC
Msec, LLCBroker
Mariner Wealth
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
Fsc Securities CorporationBroker
State Registrations1 state
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