Samuel Badgley is a registered investment advisor at Assetmark, INC., based in Raleigh, NC, with 18 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 456,452 clients with $92B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AssetMark charges fees that depend on the specific investment solution and strategy chosen:
- Guided Portfolios and Mutual Fund Strategies — fees vary based on the specific strategy and underlying funds used, with platform fees and internal management fees varying across portfolios. For instance, GPS Select and GPS Select Access have a gross platform fee of 0.95% with a 0.30% credit, resulting in a net platform fee of 0.65%.
- Individually Managed Accounts and Savos Solutions — fees depend on the chosen portfolio, account size, and specific asset allocation, with various strategies having specific investment minimums ranging from $25,000 to $500,000.
- Tax Management Services — available for certain accounts at an additional fee of 0.10% annually with a $100 minimum per account, though waived for certain personal portfolio solutions and direct indexing models.
Location
Raleigh, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel is a registered IAR/Solicitor at Efficient Advisors, an investment advisory firm, dedicating about a quarter of his time. He also works as an associate at Badgley & Christ, an accounting firm, spending about 10% of his time on this activity.
Employment History
Current Registrations
Assetmark, INC.
Sam Badgley INC.
Previous Registrations
Efficient Advisors
Sam Badgley INC.
Triad Advisors, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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