David Lewis
David Lewis is a registered investment advisor at Lewis Asset Management, based in Lafayette, CA, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 282 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $250K - $5.0M | 1.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M+ | 1.00% |
Fees are negotiable in certain circumstances. A $1,500 minimum annual household fee applies.
Fee Estimator
Location
985 Moraga Rd., Suite 207, Lafayette, CA, 94549
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2006Other Business ActivitiesSells Insurance
David works as an independent insurance agent for various independent insurance companies.
Employment History
Current Registrations
Lewis Asset Management
Previous Registrations
Citigroup Global Markets INC.
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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