EH
CFP
EH
CFP

E Hancock

28 Years of Experience
Columbia, SC
1 DisclosureBroker

E Hancock is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in Columbia, SC, with 28 years of industry experience. E operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
293 advisors
Number of Clients
34,127 clients
Average Client Portfolio
$412K average
Assets Under Management
$14.1B

Fee Structure

IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.

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Location

1213 Lady Street, Suite 200, Columbia, SC, 29201

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Settled
Other Business Activities

E operates under First Community Financial Consultants as a DBA for his LPL business since 2008. He also provides investment advisory services through Independent Advisor Alliance (IAA) and its DBA, First Community Financial Consultants, dedicating full-time hours to these activities.

Employment History
Current Registrations
Independent Advisor Alliance, LLC
July 2017 - Present · 8 yrs 10 mos
LPL Financial LLC
August 2008 - Present · 17 yrs 9 mos
LPL Financial LLCBroker
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
LPL Financial LLC
August 2008 - December 2018 · 10 yrs 4 mos
Lincoln Financial Securities Corporation
July 2003 - August 2008 · 5 yrs 1 mo
Lincoln Financial Securities CorporationBroker
July 2003 - August 2008 · 5 yrs 1 mo
New England SecuritiesBroker
February 2001 - July 2003 · 2 yrs 5 mos
Pruco Securities CorporationBroker
October 1997 - December 2000 · 3 yrs 2 mos
State Registrations8 states
FLGAMAMINCSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
E Hancock - Financial Advisor | TrueAdvisor