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Philip Pomella

24 Years of Experience
Honolulu, HI
BrokerSells Insurance

Philip Pomella is a registered investment advisor, based in Honolulu, HI, with 24 years of industry experience.

Location

300 N Beretania Street, Honolulu, HI, 96817

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Philip is a Program Manager/Director of American Insurance and Investments at American Savings Bank. He also serves as a successor trustee of his father's trust, dedicating minimal time, and is a committee member on the retirement plan committee at American Savings Bank, assisting with plan administration.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2018 - Present · 8 yrs
Cetera Investment Advisers LLC
September 2018 - Present · 8 yrs
Previous Registrations
LPL Financial LLCBroker
May 2014 - September 2018 · 4 yrs 4 mos
LPL Financial LLC
May 2014 - September 2018 · 4 yrs 4 mos
Ceros Financial Services, INC.Broker
January 2014 - April 2014 · 3 mos
Investment Planners, INC.Broker
September 2013 - January 2014 · 4 mos
Advisors Asset Management, INC.
October 2006 - January 2013 · 6 yrs 3 mos
Advisors Asset Management, INC.Broker
January 2002 - January 2013 · 11 yrs
Fixed Income Securities, INC.Broker
July 2000 - January 2002 · 1 yr 6 mos
State Registrations2 states
CAHI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Philip Pomella - Financial Advisor | TrueAdvisor