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Vicky Rangsuebsin

Ameriprise Financial Services, LLC
28 Years of Experience
Pasadena, CA
1 DisclosureBroker
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Vicky Rangsuebsin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Pasadena, CA, with 28 years of industry experience. Vicky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

99 S Lake Ave Ste 500, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Vicky owns real estate properties and co-owns the Ameriprise business. Managing the Ameriprise business takes minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 1999 - Present · 27 yrs 5 mos
Ameriprise Financial Services, LLC
January 1999 - Present · 27 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 1999 - Present · 27 yrs 9 mos
Previous Registrations
Ids Life Insurance CompanyBroker
January 1999 - July 2006 · 7 yrs 6 mos
Wma Securities, INC.Broker
September 1997 - October 1998 · 1 yr 1 mo
State Registrations14 states
AZCACOFLGAMIMONVNYORTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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