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CC
CFP · ChFC
CC
CFP · ChFC

Christopher Compton

Red Oak Financial Group
29 Years of Experience
Towson, MD
Broker
View SEC Summary
View SEC Summary

Christopher Compton is a CFP, ChFC-designated registered investment advisor at Red Oak Financial Group, based in Towson, MD, with 29 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,202 clients with $1B in assets under management.

Red Oak Financial Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
1,202 clients
Average Client Portfolio
$865K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Wealth management fee covers both investment management and financial planning, ranging up to 1.50% annually based on asset size, complexity, and relationship scope. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

403 Allegheny Avenue, Towson, MD, 21204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a notary public, a DBA for LPL business, and an IAR providing investment advisory services through Red Oak Financial. He is also the Principal-Owner & CEO of Red Oak Retirement (DBA for R.L. Compton & Associates, Inc.) and owns real estate rental property.

Employment History
Current Registrations
Red Oak Financial Group
February 2013 - Present · 13 yrs 8 mos
LPL Financial LLC
June 2005 - Present · 21 yrs 4 mos
LPL Financial LLCBroker
June 2005 - Present · 21 yrs 4 mos
Previous Registrations
LPL Financial LLC
June 2005 - November 2015 · 10 yrs 5 mos
Lincoln Financial Advisors Corporation
February 2001 - June 2005 · 4 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
September 1997 - June 2005 · 7 yrs 9 mos
The Lincoln National Life Insurance CompanyBroker
September 1997 - June 2005 · 7 yrs 9 mos
State Registrations21 states
ALCACODCDEFLGAILINMAMDMNNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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