Stacy Drummond is a registered investment advisor, based in Huntsville, AL, with 18 years of industry experience.
Location
626 Clinton Avenue West, Suite 100, Huntsville, AL, 35801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stacy works as a Registered Client Service Associate for Smith Thornton Advisors, LLC, dedicating about half their time to client service. This activity is investment-related.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2021 - Present · 5 yrs 2 mos
Smith Thornton Advisors, LLC
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2011 - March 2021 · 9 yrs 6 mos
Wells Fargo Advisors Financial Network, LLC
September 2011 - March 2021 · 9 yrs 6 mos
Morgan Keegan & Company, INC.
November 2007 - September 2011 · 3 yrs 10 mos
Morgan Keegan & Company, INC.Broker
July 2007 - September 2011 · 4 yrs 2 mos
State Registrations2 states
ALTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.