SC
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Scott Clark
25 Years of Experience
Punta Gorda, FL
2 DisclosuresBroker
Scott Clark is a registered investment advisor at Wells Fargo Advisors, based in Punta Gorda, FL, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Punta Gorda, FL
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014Denied
Customer Dispute
April 2010Denied
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs
Wells Fargo Advisors Financial Network, LLC
May 2024 - Present · 2 yrs
Wells Fargo Advisors
May 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Advisors
January 2008 - May 2024 · 16 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2024 · 16 yrs 4 mos
A. G. Edwards & Sons, INC.
January 2004 - January 2008 · 4 yrs
A. G. Edwards & Sons, INC.Broker
November 2003 - January 2008 · 4 yrs 2 mos
Forum Fund Services, LLCBroker
November 2000 - August 2003 · 2 yrs 9 mos
Mcdonald Investments INC.Broker
April 2000 - October 2000 · 6 mos
State Registrations29 states
AZCACOCTFLGAILINKSMAMDMEMINCNHNJNMNYOHORPARISCSDTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.