Grace Ma is a registered investment advisor at Morgan Stanley, based in Cupertino, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20400 Stevens Creek Boulevard, Suite 350, Cupertino, CA, 95014
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2012 - Present · 13 yrs 9 mos
Morgan StanleyBroker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2012 - August 2012 · 4 mos
Wells Fargo Advisors, LLCBroker
April 2012 - August 2012 · 4 mos
Metlife Securities INC.Broker
December 2011 - February 2012 · 2 mos
MML Investors Services, LLCBroker
August 2010 - July 2011 · 11 mos
Ameriprise Financial Services, INC.Broker
November 2007 - July 2010 · 2 yrs 8 mos
Charles Schwab & CO., INC.Broker
June 2004 - October 2007 · 3 yrs 4 mos
Charles Schwab & CO., INC.
June 2004 - October 2007 · 3 yrs 4 mos
TD Waterhouse Investor Services, INC.
July 2003 - May 2004 · 10 mos
TD Waterhouse Investor Services, INC.Broker
June 1998 - May 2004 · 5 yrs 11 mos
Dean Witter Reynolds INC.Broker
March 1998 - August 1998 · 5 mos
Fleet Brokerage Securities, INC.Broker
December 1997 - February 1998 · 2 mos
State Registrations32 states
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Exams
No exam information available for this advisor.