David Goodrich
David Goodrich is a registered investment advisor at Osaic Wealth, INC., based in Lucas, TX, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Lucas, TX
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2021Customer Dispute
February 2008Customer Dispute
February 2004Criminal
April 1988Other Business ActivitiesSells Insurance
David is a managing partner at Goodrich Financial Services, focusing on insurance sales, investments, and benefits, dedicating full-time hours. He also operates under the DBA Legacy Investment Services, Inc. as a senior partner for investment and insurance business, also taking nearly full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Princor Financial Services CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.