AJ
AJ

Anthony Jovanovich

28 Years of Experience
Dekalb, IL
4 DisclosuresBroker

Anthony Jovanovich is a registered investment advisor at LPL Financial LLC, based in Dekalb, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Dekalb, IL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2025
Denied
Customer Dispute
March 2025
Pending
Customer Dispute
January 2024
Closed-No Action
Customer Dispute
December 2023
Settled
Other Business Activities

Anthony operates under the DBA Wintrust Investments for his LPL business, dedicating full-time hours to it. He also owns JoJoEnterprises LLC and coaches for the Professional Bowlers Association, spending about 10-20% of his time on each.

Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 6 mos
LPL Financial LLC
January 2025 - Present · 1 yr 6 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Wintrust Investments LLCBroker
June 2012 - January 2025 · 12 yrs 7 mos
Wintrust Investments
June 2012 - January 2025 · 12 yrs 7 mos
Chase Investment Services CORP.
July 2005 - June 2012 · 6 yrs 11 mos
Chase Investment Services CORP.Broker
July 2005 - June 2012 · 6 yrs 11 mos
Banc One Securities Corporation
November 2003 - July 2005 · 1 yr 8 mos
Banc One Securities CorporationBroker
November 2003 - July 2005 · 1 yr 8 mos
Associated Investment Services, INC.Broker
May 2001 - September 2003 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - May 2001 · 1 yr 10 mos
Metlife Securities INC.Broker
October 1997 - July 1999 · 1 yr 9 mos
Metropolitan Life Insurance CompanyBroker
October 1997 - July 1999 · 1 yr 9 mos
State Registrations24 states
AZCACOFLILINKYMAMDMIMNMONCNHNVNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.