Scott Ricci is a registered investment advisor at LPL Financial LLC, based in East Rochester, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
166 W Commercial St, East Rochester, NY, 14445
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott owns rental real estate property in East Rochester, NY since 1999, dedicating minimal time. He also works at GSR & Associates, Inc. providing tax preparation, accounting, and CPA services since 1996.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Mony Securities CorporationBroker
Royal Alliance Associates, INC.Broker
First Montauk Securities CORP.Broker
State Registrations9 states
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