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Raffi Tutuyan

24 Years of Experience
Woodland Hills, CA
BrokerSells Insurance

Raffi Tutuyan is a registered investment advisor at Stifel Independent Advisors, LLC, based in Woodland Hills, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K

Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.

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Location

20750 Ventura Blvd., Suite 240, Woodland Hills, CA, 91364

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Raffi receives life insurance trails from Equitable and is a servicing agent for previous health insurance sales. Both activities require minimal time and are investment-related.

Employment History
Current Registrations
Stifel Independent Advisors, LLC
April 2022 - Present · 4 yrs 3 mos
Stifel Independent Advisors, LLCBroker
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2018 - April 2022 · 4 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
February 2018 - April 2022 · 4 yrs 2 mos
AXA Advisors, LLC
March 2012 - February 2018 · 5 yrs 11 mos
AXA Advisors, LLCBroker
June 2011 - February 2018 · 6 yrs 8 mos
Witenberg Investment Companies, INC.Broker
February 2002 - March 2011 · 9 yrs 1 mo
Wagner Stott Bear Specialists LLCBroker
January 2001 - September 2001 · 8 mos
Hunter Specialists, LLCBroker
October 2000 - January 2001 · 3 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.