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Anthony Schumacher

28 Years of Experience
Kennewick, WA
2 DisclosuresBroker

Anthony Schumacher is a registered investment advisor at RBC Capital Markets, LLC, based in Kennewick, WA, with 28 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1009 N. Center Pkwy, Suite 200, Kennewick, WA, 99336

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Final
Customer Dispute
March 2004
Settled
Other Business Activities

Anthony is the owner of KBC LLC, a youth basketball organization, where he coaches basketball clinics, dedicating a minimal amount of time. He is also an active owner of Pendleton Investments LLC, making real estate investment decisions with a co-owner, dedicating a few hours per week.

Employment History
Current Registrations
RBC Capital Markets, LLCBroker
July 2006 - Present · 19 yrs 10 mos
RBC Capital Markets, LLC
July 2006 - Present · 19 yrs 10 mos
RBC Capital Markets, LLC
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
Piper Jaffray & CO.
July 1998 - July 2006 · 8 yrs
Piper Jaffray & CO.Broker
October 1997 - July 2006 · 8 yrs 9 mos
State Registrations25 states
AZCACODEFLGAIAIDMIMNMOMTNCNVNYOHORPASCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.