Claudia Martin is a registered investment advisor, based in Dallas, TX, with 26 years of industry experience.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Claudia provides operations support for Level Four Advisory, LLC, as an IAR, dedicating about 10-20% of her time. She also supports the securities business for Level Four Financial DBA for Harbor Financial Services, LLC, nearly full-time, and is the Director of Operations for Level Four Group, spending nearly full-time on this role.
Employment History
Current Registrations
Level Four Financial, LLCBroker
Level Four Advisory Services
Previous Registrations
LPL Financial LLCBroker
Lincoln Financial Securities CorporationBroker
Level Four Advisory Services
Securities America, INC.Broker
Advisors Edge Securities, LLCBroker
Royal Alliance Associates, INC.Broker
London Pacific Securities, INC.Broker
National Planning CorporationBroker
1st Global Capital CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.