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Anthony Brown

LPL Financial LLC
28 Years of Experience
Georgetown, KY
3 DisclosuresBroker
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Anthony Brown is a registered investment advisor at LPL Financial LLC, based in Georgetown, KY, with 28 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Georgetown, KY

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2012
Customer Dispute
September 2008
Settled
Customer Dispute
May 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony is a Vice President at Central Bank and Trust and Co, working as a bank employee FA since 2020, dedicating about 10-20% of his time. He also serves as a Vice President at Central Investment Center, Inc, with these activities concurrent with his Raymond James activities, also taking about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
June 2026 - Present · 4 mos
LPL Financial LLC
June 2026 - Present · 4 mos
LPL Financial LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
June 2012 - June 2026 · 14 yrs
Raymond James Financial Services, INC.Broker
June 2012 - June 2026 · 14 yrs
Fifth Third Securities, INC.
February 2005 - April 2012 · 7 yrs 2 mos
Fifth Third Securities, INC.Broker
November 2000 - April 2012 · 11 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
October 2000 - December 2000 · 2 mos
Fifth Third Securities, INC.Broker
March 1999 - October 2000 · 1 yr 7 mos
Fifth Third Securities, INC.Broker
February 1999 - March 1999 · 1 mo
Banc One Securities CorporationBroker
June 1998 - January 1999 · 7 mos
Banc One Securities CorporationBroker
October 1997 - January 1999 · 1 yr 3 mos
State Registrations9 states
AZFLINKYMAOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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