Anthony Brown
Anthony Brown is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lexington, KY, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2424 Harrodsburg Rd, Ste 101, Lexington, KY, 40503
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
March 2012Customer Dispute
September 2008Customer Dispute
May 2003Other Business Activities
Anthony is a Vice President at Central Bank and Trust and Co, working as a bank employee FA since 2020, dedicating about 10-20% of his time. He also serves as a Vice President at Central Investment Center, Inc, with these activities concurrent with his Raymond James activities, also taking about 10-20% of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
A. G. Edwards & Sons, INC.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.Broker
Banc One Securities CorporationBroker
Banc One Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.