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Roobina Yahya is a registered investment advisor at Morgan Stanley, based in Rolling Hills Estates, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
609 Deep Valley Drive, Suite 400, Rolling Hills Estates, CA, 90274
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2025 - Present · 1 yr 4 mos
Morgan Stanley
March 2025 - Present · 1 yr 4 mos
Previous Registrations
RBC Capital Markets, LLC
April 2011 - April 2025 · 14 yrs
RBC Capital Markets, LLCBroker
April 2011 - April 2025 · 14 yrs
Oppenheimer & CO. INC.Broker
July 2004 - April 2011 · 6 yrs 9 mos
Oppenheimer & CO. INC.
July 2004 - April 2011 · 6 yrs 9 mos
Morgan Stanley
January 2002 - July 2004 · 2 yrs 6 mos
Morgan Stanley Dw INC.Broker
March 1999 - July 2004 · 5 yrs 4 mos
Pruco Securities CorporationBroker
December 1997 - December 1998 · 1 yr
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.